CITE

    15 USC Sec. 78o-1                                           01/08/2008

EXPCITE

    TITLE 15 - COMMERCE AND TRADE
    CHAPTER 2B - SECURITIES EXCHANGES

HEAD

    Sec. 78o-1. Brokers deemed to be registered

STATUTE

      All brokers and dealers for whom registration was in effect on
    May 27, 1936, in accordance with rules and regulations of the
    Commission prescribed pursuant to section 78o of this title shall
    be deemed to be registered pursuant to said section.

SOURCE

    (May 27, 1936, ch. 462, Sec. 10, 49 Stat. 1380.)

CODIFICATION

      Section was not enacted as a part of the Securities Exchange Act
    of 1934 which comprises this chapter.

TRANSFER OF FUNCTIONS

      For transfer of functions of Securities and Exchange Commission,
    with certain exceptions, to Chairman of such Commission, see Reorg.
    Plan No. 10 of 1950, Secs. 1, 2, eff. May 24, 1950, 15 F.R. 3175,
    64 Stat. 1265, set out under section 78d of this title.
Customized queries of TRAC's data TRAC FBI Web Site TRAC DEA Web Site TRAC Immigration Web Site TRAC DHS Web Site TRAC IRS Web Site TRAC ATF Web Site TRAC Reports Web Site
Transactional Records Access Clearinghouse, Syracuse University
Copyright 2008
TRAC Web Site