No Data Available for Latest Month
(July 2009)
Conviction Report
for All Agencies
in Current Fiscal Year

(est. 3 in FY 2009)
Geographic Distribution
of Convictions for
All Agencies, FY 2009

CITE

    15 USC Sec. 77                                              01/08/2008

EXPCITE

    TITLE 15 - COMMERCE AND TRADE
    CHAPTER 2 - FEDERAL TRADE COMMISSION; PROMOTION OF EXPORT TRADE AND
                 PREVENTION OF UNFAIR METHODS OF COMPETITION
    SUBCHAPTER VI - PREVENTION OF UNFAIR METHODS OF COMPETITION

SECTIONS

    Sec. 77a. Short title
    Sec. 77b. Definitions; promotion of efficiency, competition, and
capital formation
    Sec. 77b-1. Swap agreements
    Sec. 77c. Classes of securities under this subchapter
    Sec. 77d. Exempted transactions
    Sec. 77e. Prohibitions relating to interstate commerce and the
mails
    Sec. 77f. Registration of securities
    Sec. 77g. Information required in registration statement
    Sec. 77h. Taking effect of registration statements and amendments
thereto
    Sec. 77h-1. Cease-and-desist proceedings
    Sec. 77i. Court review of orders
    Sec. 77j. Information required in prospectus
    Sec. 77k. Civil liabilities on account of false registration
statement
    Sec. 77l. Civil liabilities arising in connection with prospectuses
and communications
    Sec. 77m. Limitation of actions
    Sec. 77n. Contrary stipulations void
    Sec. 77o. Liability of controlling persons
    Sec. 77p. Additional remedies; limitation on remedies
    Sec. 77q. Fraudulent interstate transactions
    Sec. 77r. Exemption from State regulation of securities offerings
    Sec. 77r-1. Preemption of State law
    Sec. 77s. Special powers of Commission
    Sec. 77t. Injunctions and prosecution of offenses
    Sec. 77u. Hearings by Commission
    Sec. 77v. Jurisdiction of offenses and suits
    Sec. 77w. Unlawful representations
    Sec. 77x. Penalties
    Sec. 77y. Jurisdiction of other Government agencies over securities
    Sec. 77z. Separability
    Sec. 77z-1. Private securities litigation
    Sec. 77z-2. Application of safe harbor for forward-looking
statements
    Sec. 77z-3. General exemptive authority
    Sec. 77aa. Schedule of information required in registration
statement
    Sec. 77bb. "Corporation of Foreign Security Holders"; creation;
principal office; branch offices
    Sec. 77cc. Directors of Corporation; appointment, term of office,
and removal
    Sec. 77dd. Powers and duties of Corporation, generally
    Sec. 77ee. Directors of Corporation, powers and duties generally
    Sec. 77ff. Accounts and annual balance sheet of Corporation; audits
    Sec. 77gg. Annual report by Corporation; printing and distribution
    Sec. 77hh. Assessments by Corporation on holders of foreign
securities
    Sec. 77ii. Subscriptions accepted by Corporation as loans;
repayment
    Sec. 77jj. Loans to Corporation from Reconstruction Finance
Corporation authorized
    Sec. 77kk. Representations by Corporation as acting for Department
of State or United States forbidden; interference with foreign
negotiations forbidden
    Sec. 77ll. Effective date of subchapter
    Sec. 77mm. Short title
    Sec. 77aaa. Short title
    Sec. 77bbb. Necessity for regulation
    Sec. 77ccc. Definitions
    Sec. 77ddd. Exempted securities and transactions
    Sec. 77eee. Securities required to be registered under Securities
Act
    Sec. 77fff. Securities not registered under Securities Act
    Sec. 77ggg. Qualification of indentures covering securities not
required to be registered
    Sec. 77hhh. Integration of procedure with Securities Act and other
Acts
    Sec. 77iii. Effective time of qualification
    Sec. 77jjj. Eligibility and disqualification of trustee
    Sec. 77kkk. Preferential collection of claims against obligor
    Sec. 77lll. Bondholders' lists
    Sec. 77mmm. Reports by indenture trustee
    Sec. 77nnn. Reports by obligor; evidence of compliance with
indenture provisions
    Sec. 77ooo. Duties and responsibility of the trustee
    Sec. 77ppp. Directions and waivers by bondholders; prohibition of
impairment of holder's right to payment; record date
    Sec. 77qqq. Special powers of trustee; duties of paying agents
    Sec. 77rrr. Effect of prescribed indenture provisions
    Sec. 77sss. Rules, regulations, and orders
    Sec. 77ttt. Hearings by Commission
    Sec. 77uuu. Special powers of the Commission
    Sec. 77vvv. Judicial review
    Sec. 77www. Liability for misleading statements
    Sec. 77xxx. Unlawful representations
    Sec. 77yyy. Penalties
    Sec. 77zzz. Effect on existing law
    Sec. 77aaaa. Contrary stipulations void
    Sec. 77bbbb. Separability

HEAD

    Sec. 77. Discrimination against neutral Americans in time of war

STATUTE

      Whenever, during the existence of a war in which the United
    States is not engaged, the President shall be satisfied that there
    is reasonable ground to believe that any vessel, American or
    foreign, is, on account of the laws, regulations, or practices of a
    belligerent Government, making or giving any undue or unreasonable
    preference or advantage in any respect whatsoever to any particular
    person, company, firm, or corporation, or any particular
    description of traffic in the United States or its possessions or
    to any citizens of the United States residing in neutral countries
    abroad, or is subjecting any particular person, company, firm, or
    corporation or any particular description of traffic in the United
    States or its possessions, or any citizens of the United States
    residing in neutral countries abroad to any undue or unreasonable
    prejudice, disadvantage, injury, or discrimination in regard to
    accepting, receiving, transporting, or delivering, or refusing to
    accept, receive, transfer, or deliver any cargo, freight, or
    passengers, or in any other respect whatsoever, he is authorized
    and empowered to direct the detention of such vessels by
    withholding clearance or by formal notice forbidding departure, and
    to revoke, modify, or renew any such direction.
      Whenever, during the existence of a war in which the United
    States is not engaged, the President shall be satisfied that there
    is reasonable ground to believe that under the laws, regulations,
    or practices of any belligerent country or Government, American
    ships or American citizens are not accorded any of the facilities
    of commerce which the vessels or citizens of that belligerent
    country enjoy in the United States or its possessions, or are not
    accorded by such belligerent equal privileges or facilities of
    trade with vessels or citizens of any nationality other than that
    of such belligerent, the President is authorized and empowered to
    withhold clearance from one or more vessels of such belligerent
    country until such belligerent shall restore to such American
    vessels and American citizens reciprocal liberty of commerce and
    equal facilities of trade; or the President may direct that similar
    privileges and facilities, if any, enjoyed by vessels or citizens
    of such belligerent in the United States or its possessions be
    refused to vessels or citizens of such belligerent; and in such
    case he shall make proclamation of his direction, stating the
    facilities and privileges which shall be refused, and the
    belligerent to whose vessels or citizens they are to be refused,
    and thereafter the furnishing of such prohibited privileges and
    facilities to any vessel or citizen of the belligerent named in
    such proclamation shall be unlawful; and he may change, modify,
    revoke, or renew such proclamation; and any person or persons who
    shall furnish or attempt or conspire to furnish or be concerned in
    furnishing or in the concealment of furnishing facilities or
    privileges to ships or persons contrary to the prohibition in such
    proclamation shall be liable to a fine of not less than $2,000 nor
    more than $50,000 or to imprisonment not to exceed two years, or
    both, in the discretion of the court.
      In case any vessel which is detained by virtue of this subchapter
    shall depart or attempt to depart from the jurisdiction of the
    United States without clearance or other lawful authority, the
    owner or master or person or persons having charge or command of
    such vessel shall be severally liable to a fine of not less than
    $2,000 nor more than $10,000, or to imprisonment not to exceed two
    years, or both, and in addition such vessel shall be forfeited to
    the United States.
      The President of the United States is authorized and empowered to
    employ such part of the land or naval forces of the United States
    as shall be necessary to carry out the purposes of this subchapter.

SOURCE

    (Sept. 8, 1916, ch. 463, title VIII, Sec. 806, 39 Stat. 799.)

DELEGATION OF FUNCTIONS

      For delegation to Secretary of Homeland Security of authority
    vested in President by this section, see section 1(j), (k) of Ex.
    Ord. No. 10637, Sept. 16, 1955, 20 F.R. 7025, as amended, set out
    as a note under section 301 of Title 3, The President.
Customized queries of TRAC's data TRAC FBI Web Site TRAC DEA Web Site TRAC Immigration Web Site TRAC DHS Web Site TRAC IRS Web Site TRAC ATF Web Site TRAC Reports Web Site
Transactional Records Access Clearinghouse, Syracuse University
Copyright 2008
TRAC Web Site